18 results for Compliance Assistant Jobs in Hong Kong

Assist in formulating and maintaining compliance policies and procedures Perform compliance investigation, checking, monitoring and review Ensure that the Bank’s operations meet with the relevant legal and regulatory requirements as well as industry guidelines and practices Provide compliance advice...

The Department Our Legal Services Department provides legal support to all business units of the Club and associated companies. The Club’s diverse business operations require the legal team to help the business units deal with complex matters by identifying risks and complications, guiding the busin...

Company Overview:A leading asset management firm based in Shanghai, specializing in active investment management across the Greater China region. Our client offers a range of services, including fixed income, equity, and other investment strategies. Known for its strong focus on delivering consisten...

Job SummaryWe are seeking an Assistant Compliance Officer to ensure the company’s adherence to relevant laws, regulations, industry standards, and internal policies. This role will primarily focus on Anti-Money Laundering (AML), compliance reviews, and operational risk management, ensuring the compa...

Company Introduction:We’re home to Asia's most dynamic and vibrant capital markets.Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every day.HKEX is a purpose-driven...

Position DescriptionThis senior Compliance position is part of the Equities Compliance team reporting into the Head of Equities Compliance. Equities Compliance team provides compliance coverage to CLSA Institutional Equities (Sales and Trading) Business and Equities Derivatives Department.Key Areas ...

Who We Are:NTT DATA is part of NTT Group, one of the largest ICT providers in the world with revenues of over USD 100B and over 193,500 employees worldwide. NTT DATA is a world-leading System Integration and Consulting company, with a Card & Payments Division of over 1,000 employees, and payment...

Assistant Vice President, Strategic Purchasing (Compliance Focus)Job Summary:We are seeking a diligent and detail-oriented Assistant Vice President with a focus on compliance to join our procurement team. This position is responsible for overseeing and ensuring compliance with relevant laws, regulat...

Receptionist | Administrative Assistant | Global Law Firm | Budget upto HK$35k pmAn international law firm specializing in high-tech is rapidly expanding its presence in Asia and is urgently seeking a skilled Receptionist for a full-time, permanent role. Candidates available for immediate start will...

What you will be doing:Advise business units and support units on Sanctions issues and potential impact of regulatory requirementsConduct risk assessment on sanctions related hits triggering from name and transactional screeningTo conduct sanctions investigationsTo provide comments on customer revie...