17 results for Compliance Assistant Jobs in Hong Kong

We are a wholly owned subsidiary of Public Financial Holdings Limited (“PFHL”), a company listed on the stock exchange of Hong Kong (Stock Code 626). PFHL is a subsidiary of Public Bank, Malaysia, a leading commercial bank in Malaysia. To cope with our expansion plan and to strengthen our business o...

Company DescriptionFounded in 1908, Bank of Communications Co., Ltd. (Stock Code: 3328) is one of the oldest banks in China, and also acted as one of the country’s banknote-issuing institutions. The bank was listed on the Stock Exchange of Hong Kong Limited and the Shanghai Stock Exchange in June 20...

Job DescriptionConduct compliance review projects to manage compliance risks by assessing current operation processes control, identifying exceptions and proposing remediation measures.Monitor and keep track of the remediation progress for observations identified in regulatory inspections and compli...

Major Responsibilities Assist in handling the relevant legal and compliance works of the company, including drafting and review of documents, participating in project-related meetings, filing etc. Provide support on board and committees works and assist the company in maintaining good corporate gove...

Our client is a well-known local financial institution in Hong Kong, they are looking for a high caliber candidate to join their team. Responsibilities Formulate, review & update compliance related policies, procedures and manuals Ensure the Group’s business operations being strictly in compliance w...

Job description Our Client: A Top-tier PRC firm with SFC type 1,4,6,9 licenses, is now looking for a Manager/ Assistant Manager to join their Compliance team. Role Overview: 1. Responsible for handling SFC enquiries and licensing matters; 2. Assist with regulatory inspection and prepare documents r...

Job Description Responsibilities: To be a team member of MPF Department Establishing and implementing control and compliance procedures relating to MPF business Reviewing and monitoring the procedures to ensure the trustee and service providers are compliant with the relevant legislation, rules, and...