Apexon

Analyst – Regulatory Risk & Compliance

Dallas, TX, US

12 days ago
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Summary

About Apexon:


Apexon is a digital-first technology services firm specializing in accelerating business transformation and delivering human-centric digital experiences. We have been meeting customers wherever they are in the digital lifecycle and helping them outperform their competition through speed and innovation.


Apexon brings together distinct core competencies – in AI, analytics, app development, cloud, commerce, CX, data, DevOps, IoT, mobile, quality engineering and UX, and our deep expertise in BFSI, healthcare, and life sciences – to help businesses capitalize on the unlimited opportunities digital offers. Our reputation is built on a comprehensive suite of engineering services, a dedication to solving clients’ toughest technology problems, and a commitment to continuous improvement.


Backed by Goldman Sachs Asset Management and Everstone Capital, Apexon now has a global presence of 15 offices (and 10 delivery centers) across four continents.


We enable #HumanFirstDIGITAL

  • Work on Governance, Risk, and Compliance (GRC) initiatives with focus on risk identification, control testing, and regulatory compliance.
  • Execute testing processes for key FED and regulatory reports (FR Y-14M, FR Y-14Q, FR Y-9C), focusing on account-level fields such as balance, credit limit, delinquency status, and charge-off date.
  • Perform data testing on PDEs, ensuring data accuracy, completeness, and consistency.
  • Validate data lineage and flow across systems to ensure traceability and support regulatory requirements.
  • Understand and apply regulatory frameworks like CCAR, Basel, SOX, FDICIA, CFPB, Call Reports.
  • Ensure strong data governance and traceability across reporting pipelines.
  • Develop and execute test plans based on risk assessment.
  • Communicate effectively with stakeholders on testing results, control gaps, and remediation efforts.

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