3 results for Regulatory Compliance Associate Jobs in Dallas, TX, US

Responsible for managing compliance programs for SEC registered advisers, focusing on ERISA compliance. Assists in managing complex regulatory audits, interfaces with auditors, prepares written responses, coordinates meetings, monitors progress on audit undertakings, and develops compliance policies...

Company DescriptionIQEQ is a preeminent service provider to the alternative asset industry. IQEQ works with managers in multiple capacities ranging from hedge fund, private equity fund, and mutual fund launches; private equity fund administration; advisory firm set-up, regulatory registration and in...

Responsible for developing compliance optimization strategies, conducting regulatory gap assessments, facilitating client meetings, performing data analysis, executing testing activities, and maintaining communication with clients to manage expectations and ensure satisfaction.