SBLI

Senior Compliance Analyst

Woburn, MA, US

5 days ago
Save Job

Summary

The Senior Compliance Analyst will provide advanced compliance support and oversight across all areas of life insurance company operations. This individual will lead complex compliance initiatives, conduct in-depth regulatory research, and serve as a subject matter expert on legal and regulatory matters affecting the company. The ideal candidate will possess a strong command of life insurance regulations and demonstrate expertise in maintaining and promoting regulatory compliance.


Key Responsibilities:

• Provide compliance support related to all SBLI products.

• Monitor and interpret federal and state regulatory changes; distribute updates and recommend operational changes. Support and meet with impacted departments.

• Conduct complex regulatory research and provide strategic legal and compliance advice.

• Perform compliance reviews, suitability evaluations, and process audits across business functions.

• Research, generate reports and lead regularly scheduled Replacement Committee meetings.

• Oversee the Company’s Anti-Money Laundering (AML) Program, including monitoring and reporting.

• Manage the Company’s Records Retention Program and ensure policy alignment with legal mandates.

• Lead policy updates for Sales Market Conduct, AML, and other governance documentation.

• Perform reviews of advertising and marketing materials; maintain the advertising review system.

• Provide assistance to the Legal Department staff as needed.

• Represent the Compliance Department in cross-functional projects and regulatory examinations.


Qualifications:

• Juris doctorate (JD) or eligible for a juris doctorate in 2025.

• Demonstrated supervisory or team leadership experience preferred.

• Strong regulatory and legal research skills required.

• Deep knowledge of insurance regulations, market conduct, and corporate governance.

• Exceptional written and verbal communication skills.

• Proficiency in legal research tools (e.g., Westlaw) and Microsoft Office Suite.

• High ethical standards and demonstrated sound judgment.

• Professional insurance designations are preferred.

• Strong knowledge of life insurance products and operations is a plus.

• Experience with AI tools (ChatGPT, Microsoft Co-Pilot).

How strong is your resume?

Upload your resume and get feedback from our expert to help land this job

People also searched: