Position Summary

The Regulatory Reporting Manager is responsible for managing the strategy and roadmap for operational execution of regulatory obligations for TCW. This includes overseeing the execution of critical regulatory reporting obligations, facilitating effective change management for new and updated regulations, and managing queries on reporting. This role requires a functional knowledge of regulatory regimes, regulatory obligations, and product-specific understanding.

Essential Duties

• Execution and oversight of MiFID II reporting
• Execution and oversight of regulatory derivative reporting across jurisdictions including EMIR and ASIC
• Partner with internal teams to design and implement strategic processes to satisfy the constantly changing regulatory environment
• Grow and develop regulatory reporting framework
• Write and read ISO20022 XML messages for derivative reporting
• Perform recurring accuracy tests to ensure reporting continues to meet regulators requirements
• Monitor various key thresholds which determine whether additional reporting is required
• Complete operational inputs of firm-wide compliance deliverables to regulators
• Monitor regulatory changes related to reporting.
• Manage requests and exams from third parties (clients, regulators)
• Participate in market forums to ensure TCW is aligning to the industry standards
• Explore service offerings which could improve the overall accuracy and completeness of reporting
  
  

Required Qualifications

• Bachelor’s degree in Accounting, Finance, Economics or related field
• Minimum 5 years of regulatory reporting related experience
• Understanding of the asset management regulatory environment and best practices
• Proficiency in the design of key processes and controls
• Strong understanding of fixed income and equity securities, including derivatives and FX instruments
• Proficient in Excel, PowerPoint, Word and adaptability to new systems
• SQL or other coding experience preferred
  
  

Professional Skills Qualifications

• Strong interpersonal skills - Highly collaborative with the ability to influence outcomes with internal and external business partners of all levels
• Ability to build scalable processes, provide superior client experience and maintain strong risk management
• High degree of accuracy with transactions processing
• Ability to take ownership and responsibilities for all assigned tasks
• Excellent organizational skills, time management and attention to detail
• Excellent written and verbal communication skills
• Excellent research skills and practical solutions to problems faced
• Demonstrated ability to work independently, prioritize, multi-task, and consistently meet deadlines
  
  

Estimated Compensation

Base Salary: For CA based position, the base salary range is $135k - $150k . This is an anticipated range only.

Other Compensation: Eligible to be considered for an annual discretionary bonus.

Benefits: Eligible for TCW’s comprehensive benefits package.