Reg 9 Internal Audit & Process Risk Consultants

Banking & Wealth Management

Hybrid Schedule (3 days onsite)

Locations: New York, NY | Dallas, TX | Charlotte, NC | Minneapolis, MN

Multiple Positions Available:

• Senior Associate - $50.00/hr
• Manager: - $80.00/hr
• Director: - $110.00/hr

Bright Minds has multiple openings for Reg 9 Internal Audit & Process Risk Consultants for hybrid consulting roles. These long term consulting opportunities are with global banking and wealth management clients.

Key Responsibilities

• Lead and execute internal audit and risk consulting engagements for global banking and wealth management clients.
• Assess internal controls, regulatory compliance, and risk exposure, providing practical remediation guidance.
• Must have experience in Regulation 9 (Reg 9), fiduciary audits, and wealth management controls.
• Oversee project execution, fieldwork, and client presentations, ensuring quality and efficiency.
• Manage multiple engagements, delegate tasks, and oversee project economics.
• Communicate technical findings effectively to senior business and IT stakeholders.

Qualifications

• 3+ years of internal audit, risk management, or controls experience in global banking/wealth management.
• Must have expertise in Regulation 9 (Reg 9).
• CPA, CIA, or equivalent certification preferred.
• Strong leadership, communication, and project management skills.

To apply, please submit your resume in to [email protected].