Now Hiring: Operations & Compliance Manager – Capital Markets

A well-established financial institution is looking for an Operations and Compliance Manager to join its Capital Markets division. This role is perfect for an experienced professional with a strong background in operations, risk, and compliance within capital markets.

The ideal candidate is someone with experience executing the following responsibilities.

Key Responsibilities:

• Oversee and support operational, compliance, and risk functions effectively
• Serve as the First Line of Defense between Capital Markets and Debt Services
• Develop, document, and monitor both new and existing business processes
• Work closely with Risk Management, Compliance, Legal, and Funding teams
• Lead or contribute to process modernization and automation initiatives
• Identify and implement operational improvements to enhance efficiency and regulatory outcomes
• Collaborate with stakeholders to evaluate business continuity and resiliency tests
• Work alongside Legal to maintain internal procedures, agreements, and guidelines
• Manage Risk Control Self-Assessments (RCSA) and perform validation testing
• Assist with internal and external audits for Capital Markets and Debt Services

Qualifications:

• Bachelor’s degree in Finance, Accounting, Risk, or a related field
• 10+ years of experience in Capital Markets operations, risk, and compliance
• Strong leadership and project management abilities
• Experience driving modernization and automation efforts
• Prior Risk Control Self-Assessments (RCSA) experience

Interested or know someone who would be a great fit? Let’s connect! #Hiring #FinanceJobs #CapitalMarkets #Compliance #RiskManagement