Seeking a motivated and detail-oriented Internal Auditor to join growing audit team within the asset management industry. The ideal candidate will have 2 to 5 years of audit or risk management experience, with a solid understanding of investment operations, regulatory compliance, and internal control frameworks. This role is essential in ensuring the integrity of internal processes, identifying areas of risk, and supporting a culture of accountability and transparency across the organization.

Key Responsibilities:

• Conduct audits across various business areas including investment operations, compliance, accounting, and technology
• Evaluate the effectiveness of internal controls, business processes, and risk management procedures
• Prepare detailed audit reports with findings, risks, and actionable recommendations
• Assist in the development and execution of the annual audit plan based on risk assessments
• Monitor compliance with internal policies, SEC, FINRA, and other regulatory requirements
• Partner with business units to support remediation efforts and promote operational improvements
• Maintain thorough documentation of audit procedures and findings in line with professional standards
• Stay current on industry regulations, trends, and best practices in asset management and internal audit
• Support special audits, investigations, and projects as needed

Requirements:

• 2 to 5 years of audit, compliance, or risk management experience, preferably in the asset | investment management industry
• Familiarity with financial instruments, portfolio operations, and asset management business models
• Solid understanding of internal control frameworks (e.g., COSO) and audit methodologies
• Knowledge of regulatory requirements such as SEC, FINRA, and Investment Company Act rules
• Strong proficiency in Microsoft Excel and audit software/tools
• Excellent written and verbal communication skills
• Detail-oriented with strong analytical and organizational skills
• Ability to work independently and collaboratively in a fast-paced environment

Preferred Qualifications:

• CPA, CIA, or CISA certification (or actively pursuing certification)
• Experience with GRC tools or platforms (e.g., AuditBoard, TeamMate, Workiva)
• Exposure to data analytics tools like Power BI or ACL | SAS for audit purposes
• Understanding of ESG-related risks or cybersecurity risks in the financial sector

This role will sit HYBRID out of the Boston, MA office.