Responsibilities

• Assist to formulate annual compliance review plan by referencing risk assessment results.
• Conduct regular/ thematic compliance reviews on an on-going basis covering the Bank and other major financial subsidiaries within the group to ensure adherence to regulatory/ Head Office requirements and internal policies.
• Coordinate or perform regulatory self-assessments.
• Keep abreast of regulatory requirements and changes / developments of business and operations of the Group.
• Depending on the coverage of individual compliance reviews, act as leader of compliance reviews which involve planning, use of review methodology/ tools, field work, reporting of issues.
• Maximize the application of technology for identification of irregularities and sample selection.
  
  

Requirements

• Degree holder or above in Banking and Finance, Accounting or related disciplines
• 5-7 years of internal control, assurance or audit experience with banks or financial institution
• knowledge of banking products, services and relevant regulatory requirements
• Good analytical, interpersonal and communication skills with flexibility and adaptability to changes
• Good command of both written and spoken English and Chinese (including Mandarin)
  
  

We offer competitive remuneration package and comprehensive fringe benefits including medical and life insurance, and different types of allowances to the right candidates. Interested parties, please submit your application online. For details, please visit our website http://www.bochk.com. Data collected would be used for recruitment purposes only. Applicants who do not hear from us within 8 weeks may consider their application unsuccessful and their data will be destroyed within 12 months of receipt.