Altruist Fostering Services

Compliance Manager

India

$800k/year
about 2 months ago
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Summary

*Depository Participant Operations (DP) & Compliance Manager* with *3+ years* of work experience required in a reputed *capital market organisation* located at *Malad (nearby station)* , Mumbai JD: * *Manage securities pay-in/pay-out, off-market transfers, pledging, and dematerialization/rematerialization processes* * Ensure *accurate DIS (Delivery Instruction Slips) processing* and compliance with regulatory guidelines * *Handle CDAS and DP file processing* for seamless transactions * *Oversee KYC, CKYC, and Re-KYC procedures* in line with SEBI norms * Ensure *compliance with CDSL/NSDL regulations* and maintain audit-ready records * Liaise with regulatory bodies for timely compliance and reporting * *Ensure error-free transactions, resolve discrepancies, and mitigate operational risks* * Enhance DP system automation and workflow efficiency with IT and operations teams * Train and guide the DP operations team for seamless execution *Salary up to Rs 8 lakh per annum* (can be slightly increased depending upon the caliber) Kindly share CV on [email protected] with subject line *DP - Malad* mentioning your current salary, expected salary, notice period and reason to quit current organisation Job Type: Full-time Pay: Up to ₹800,000.00 per year Schedule: Monday to Friday Application Question(s): What is your current monthly salary? What is your expected monthly salary? How soon can you join if shortlisted? (in days) Work Location: In person

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